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Tuesday, July 3, 2018

Schwab to pay fine to settle U.S. charges on suspicious trades

  Mian Adeel Soomro       Tuesday, July 3, 2018
(Reuters) - Charles Schwab Corp will pay a $2.8 million civil fine to settle U.S. Securities and Exchange Commission charges it failed to file suspicious activity reports on questionable transactions by 37 investment advisers.


from Reuters: U.S. https://ift.tt/2IMDbdp
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Thanks for reading Schwab to pay fine to settle U.S. charges on suspicious trades

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